Criminal Activities Policy - Capital Crest

At Capital Crest, we are committed to maintaining the highest ethical standards and complying with all applicable laws and regulations. As part of our commitment to conducting business with integrity, we have implemented a strict policy against any involvement in criminal activities. This policy applies to all employees, contractors, clients, and business partners associated with Capital Crest.

Prohibited Activities

Capital Crest strictly prohibits any involvement in the following criminal activities:

  1. Money Laundering: Engaging in any activities aimed at concealing the origins of illegally obtained funds or assets.
  2. Fraud: Engaging in deceptive practices, misrepresentation, or any fraudulent activity that aims to deceive or harm others.
  3. Bribery and Corruption: Offering, giving, receiving, or soliciting bribes, kickbacks, or any other form of illicit inducements to influence business decisions or gain unfair advantages.
  4. Insider Trading: Trading securities based on material non-public information that could influence the market and provide unfair advantages.
  5. Terrorist Financing: Providing financial support, directly or indirectly, to individuals or organizations involved in terrorism or terrorist activities.
  6. Sanctions Violations: Violating international trade sanctions, embargoes, or other restrictions imposed by regulatory bodies or governments.
  7. Intellectual Property Theft: Unauthorized acquisition, use, or distribution of copyrighted material, trade secrets, patents, or other intellectual property.

Reporting Suspicious Activities

We encourage all employees, contractors, clients, and business partners to promptly report any suspicious activities or violations of this policy to the designated compliance officer or through our confidential reporting channels. Reports can be made anonymously if desired, and all concerns will be treated with the utmost confidentiality and investigated thoroughly.

Consequences of Policy Violations

Violations of this Criminal Activities Policy may result in severe disciplinary actions, including but not limited to:

  • Termination of employment or contracts
  • Legal action and cooperation with law enforcement authorities
  • Loss of business relationships or client accounts
  • Financial penalties
  • Reputation damage

Capital Crest is committed to maintaining a safe, transparent, and lawful business environment. By adhering to this policy, we can ensure the trust and confidence of our clients, partners, and the community at large.


For general inquiries please contact legal@capital-crest.com